Compliance Statements

Please see the following documents and statements:

IOSCO Principles Compliance 2020 Statement

24 February 2020

globalCOAL's most recent statement on compliance with IOSCO Principles for Financial Benchmarks


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Index Governance - Control and Accountability Framework

19 December 2019

Explanation of globalCOAL's safeguards around its index governance


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Index-linked Transactions Settlement Basis

09 October 2019

A list of the index-linked products brokered by globalCOAL and the associated settlement basis and RSS


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Complaints Resolution and Appeal Procedures

09 October 2019

Procedures relating to complaints from globalCOAL’s Market Members and other non-retail customers


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ISDA Instruments

09 October 2019

A list of ISDA instruments as referred to in the globalCOAL Usage Agreement


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FCA Compliance Notice

18 December 2017

FCA Compliance Notice


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