Compliance Statements

Please see the following documents and statements:

Complaints Resolution and Appeal Procedures

13 June 2022

Procedures relating to complaints from globalCOAL’s Market Members and other non-retail customers


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IOSCO Principles Compliance Statement

24 March 2022

globalCOAL's most recent statement on compliance with IOSCO Principles for Financial Benchmarks


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Index-linked Transactions Settlement Basis

24 January 2022

A list of the index-linked products brokered by globalCOAL and the associated settlement basis and RSS


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Pillar 3 Disclosure

13 May 2021

Pillar 3 Disclosure


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ISDA Instruments

09 October 2019

A list of ISDA instruments as referred to in the globalCOAL Usage Agreement


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EFP Rules

18 December 2017

Rules applying to EFP transactions executed through the globalCOAL trading platform


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FCA Compliance Notice

18 December 2017

FCA Compliance Notice


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