Compliance Statements

As a FCA-regulated entity, globalCOAL is obliged to publish the following documents and statements:

Remuneration Code – Pillar 3 Disclosure

6th March 2017

Remuneration Code – Pillar 3 Disclosure


Download

IOSCO Compliance Statement

1st March 2017

IOSCO Compliance Statement


Download

EU Market Abuse Regulations

2nd February 2017

EU Market Abuse Regulations


Download

Complaints Resolution and Appeal Procedures

31st March 2016

Complaints Resolution and Appeal Procedures


Download

Compliance Committee Terms of Reference

31st March 2016

Compliance Committee Terms of Reference


Download

Remuneration Committee Terms of Reference

31st March 2016

Remuneration Committee Terms of Reference


Download

Market Member Code of Conduct (v1.1)

13th January 2016

Market Member Code of Conduct (v1.1)


Download

Trading Rules for the Operation of globalCOAL's Trading Facilities

15th May 2015

Trading Rules for the Operation of globalCOAL's Trading Facilities


Download

globalCOAL LEI Number

10th March 2014

Global Coal Ltd LEI Number


Download

EMIR FAQs

10th January 2014

FAQs for EMIR


Download

Contact our Compliance Officer

Andrew Goldsmith
Compliance Oversight Officer
Email Andrew